Perella Weinberg Partners

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Compliance Associate

Compliance Associate

Job ID 
2018-1413
City 
New York
State 
New York

More information about this job

Overview

Perella Weinberg Partners is seeking a Compliance Associate to provide compliance support for the firm. The candidate should be eager to establish a career in Compliance and be comfortable working in a fast-paced environment. He/she should have a problem-solving, analytical approach to completing work, solid multi-tasking abilities and strong follow-up skills.

 

Responsibilities Include:

  • Assist with the review and approval of sales and advertising literature for the firm.
  • Develop and implement effective methods and best practices for reviewing marketing communications.
  • Experienced in preparing various Investment Advisor regulatory filings and registrations, including SEC forms ADV, PF and NFA Forms CTA -PR and PQR.
  • Develop, implement and administer compliance policies and procedures under Rule 206(4)-7.
  • Edit and maintain Firm compliance documents.
  • Assist with special projects as requested.

 

Desired Skills and Background:

  • Bachelor’s degree is required.
  • Minimum of 3-5 years’ experience in asset management industry or financial services firm.
  • Strong analytical and problem-solving skills with indisputable attention to detail
  • Excellent computer skills (Excel, Word, PowerPoint, Outlook).
  • Detail and deadline oriented with the ability to operate effectively in a fast-paced environment.
  • Intuitive sense of honesty and highest ethical standards.

 

Firm Description:

Perella Weinberg Partners is a leading independent, client-focused financial services firm providing advisory, asset management and energy securities research, underwriting and trading services to a broad, global client base, including corporations, institutions and governments.  Together with its affiliates, the Asset Management business has capital commitments and managed assets of approximately $13.5 billion.  With more than 650 employees, Perella Weinberg Partners maintains offices in New York, Houston, London, Abu Dhabi, Austin, Calgary, Chicago, Denver, Dubai, Los Angeles, and San Francisco. For more information on Perella Weinberg Partners, please visit http://www.pwpartners.com.