Perella Weinberg Partners

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Compliance Analyst

Compliance Analyst

Job ID 
New York
New York

More information about this job


Perella Weinberg Partners is seeking a Compliance Analyst to provide compliance support for the firm. The candidate should be eager to establish a career in Compliance and be comfortable working in a fast-paced environment. He/she should have a problem-solving, analytical approach to completing work, solid multi-tasking abilities and strong follow-up skills.


Responsibilities Include:

  • Review and process new hire compliance questionnaires and relevant onboarding paperwork
  • Utilize ComplySci to set up and maintain accounts
  • Establish feeds for tracking personal trading and broker statements
  • Track employees’ quarterly and annual certifications and follow up as necessary
  • Schedule and track internal compliance training sessions
  • Edit and maintain Firm compliance documents
  • Participate in Code of Ethics reviews to ensure appropriate policies are in place for personal trading, outside business activity and political contributions
  • Conduct trade surveillance
  • Ad-hoc compliance projects as needed

Desired Skills and Background:

  • Bachelor’s degree and 2-5 years of compliance experience, preferably in financial services
  • Strong analytical and problem-solving skills with indisputable attention to detail
  • Excellent computer skills (Excel, Word, PowerPoint, Outlook)
  • Experience with ComplySci Platform and Microsoft Access preferred but not required
  • Team-oriented with the ability to work independently
  • Intuitive sense of honesty and highest ethical standards


About Perella Weinberg Partners

Perella Weinberg Partners is a leading independent, client-focused financial services firm providing advisory, asset management and energy securities research, underwriting and trading services to a broad, global client base, including corporations, institutions and governments.  Together with its affiliates, the Asset Management business has capital commitments and managed assets of approximately $13.7 billion.  With more than 650 employees, Perella Weinberg Partners maintains offices in New York, Houston, London, Abu Dhabi, Austin, Calgary, Chicago, Denver, Dubai, Los Angeles, and San Francisco. For more information on Perella Weinberg Partners, please visit